Compliance Assistant
COL Financial Group, Inc.
- Pasig, Philippines24, Exchange Rd, San Antonio, Pasig, Metro Manila, PhilippinesPasigMetro ManilaPhilippinesPhilippines
- Full timeFULL_TIME
Posted a day ago and deadline of application is on 8 Feb
Recruiter was hiring a day ago
2025-01-08T07:26:54.825444+00:002025-02-08T16:00:00+00:00Job Description
- Assist the Compliance Officers in ensuring compliance with the reportorial requirements and other requests of the Securities and Exchange Commission (SEC), Anti-Money Laundering Council (AMLC) and other regulatory authorities. Reports include, among others, the covered transaction and suspicious transaction reports and the monthly issuance and redemption report
- Facilitate the application of SEC licenses of Company personnel as well as the renewal thereof
- Liaise with internal and external stakeholders on different compliance concerns
- Assist in corporate secretarial requirements of the Company
- In general, act as a point person in all legal, compliance, and corporate secretarial matters
- Organize and maintain documents in a paper and electronic filing system
- Provide administrative support for the legal, compliance, and corporate secretarial team as necessary
- Performs all other duties as assigned and with minimal supervision
Minimum Qualifications
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Graduate of Bachelor's Degree in Accounting, Finance, or any related course
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Preferably with at least 1 year of related work experience
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Background/experience working in either a legal or financial industry is an advantage
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Good oral and written communication skills
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Strong organization skills and good attention to detail
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Can work independently and with minimum supervision
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Must be willing to work on-site at Ortigas, Pasig City
Jobs Summary
- Job Level
- Entry Level / Junior, Apprentice
- Job Category
- Legal
- Educational Requirement
- Bachelor's degree graduate
- Office Address
- 2401-B East Tower, Tektite Towers, Exchange Road, Ortigas Center, Pasig City
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About COL Financial Group, Inc.
COL is the country's most trusted wealth-building partner, helping over 500,000 Filipinos invest in stocks and mutual funds.
For over 25 years now, COL has been committed to empower Filipinos to build their wealth and achieve financial independence, by providing them the tools and guidance they need to make smarter investing decisions.